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Researchers suggest shifting away from total shareholder return as a method of ascertaining directors' performance.

Shannon Pike will concentrate on bridging adviser communities.

The wirehouse alleges two arbitrators failed to disclose key information about their professional and personal histories.

The regulator plans to ramp up scrutiny of bad brokers and electronic communications, among other new measures.

While quants represent just a fraction of BlackRock's assets under management, the losses are a setback for CEO Laurence D. Fink.

That's just one solution among several that will help prepare your firm for success now and in the future, columnist Bob Veres says.

A deeper understanding of how to deploy robo technology is needed if a firm plans on offering a digital institutional solution, says Envestnet CEO Jud Bergman.

Exclusive: Advice Period, the newest RIA platform model, offers star power and IBD qualities. Is it enough?

Financial Planning’s 6th annual RIA Leaders ranking revealed a startling trend.

The new exec will advise wealthy individuals and families on tax and estate planning, investing, private banking, financial reporting and fiduciary services.

With the full retirement age increased, the advantages of waiting until age 70 have been somewhat diminished.

Policy owners who take out loans may need a rescue — but not all life preservers are created equal.

The planner, joining from Robertson Stephens, also has worked for UBS and Merrill Lynch.

The biggest product in that category suffered over $161 million in outflows on Wednesday; its largest one-day withdrawal on record.

While workers are better off leaving their money in the plans, they’re allowed to make penalty-free withdrawals if it’s for out-of-pocket medical bills not covered by insurance.

The adviser misappropriated $268,680 from the brokerage accounts of five elderly clients, one terminally ill.

One of the major aims of asset allocation is to craft a portfolio with ingredients that don’t all behave in exactly the same way to protect against all assets heading south at the same time. But, of course, that downside protection can be a double-edged sword.

Advisers will create strategies and communicate the advice. Software will handle the execution and maintenance of the strategies.

Liquidations and delistings reached 98 in 2016, an all-time high.