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The founding partners of the 300-advisor OSJ will remain in their current roles for three years under the same structure as before the deal.

The government called the companies’ decision to halt their combination “a victory for American consumers and small businesses.”

Nearly three decades after launching their practice, the two founders say they’re looking forward to spending more time with clients.

Clients have gotten used to less in-person interaction and have reshaped their expectations and behavior accordingly, says Broadridge's Fred Duden.

The group leader, advisor Lars Olson, had been with the wirehouse since 1994.

The investment plays on a trend, “which is the blurring of the distinction between traditional insurance products and wealth management products.”

The firm is the latest in a line of big money managers making a late entry into the $5.6 trillion ETF market.

These 20 mutual funds and ETFs here are home to roughly $45 billion in assets.

The work-from-home phenomenon has triggered a fresh frustration for U.S. corporations: Americans are blowing the whistle on their employers like never before.

Policy changes could deprive some politicians of significant campaign funds.

Advisors may sometimes overlook clients with special needs, despite the size of the community and available tools like ABLE Accounts.

If confirmed by the Senate, the former CFTC chairman would be the new administration’s front-line regulator for Wall Street.

Technology can make end-of-year client communications more interactive and engaging.

Founder Nancy Davis says her recently converted long-only product reflects the direction of travel for the broader asset management industry.

The U.S. Small Business Administration and the Treasury Department relaunched the Paycheck Protection Program on Monday to new borrowers, prioritizing loans from community lenders.

Whitnell & Co. changed hands in a deal with a regional bank that also struck a strategic partnership with the wealth manager.

The flood follows a strong Democratic showing in last week’s runoff elections in Georgia, which tipped the Senate’s control to President-elect Biden’s party.

Instead of leading your team with the mantra "Never let them see you sweat," consider a more honest, real approach.

While many condemned the violence, few firms have cut financial support to elected officials who have backed Trump’s baseless claims of election fraud.

The move is about “expanding access to high quality growth investing to non-accredited investors,” says Upholdings CEO Robert Cantwell.