Wells Fargo, Baird, Avantax, Kestra, Janney Montgomery Scott, IRAs, Derek Jeter and other news this week in financial advice.

Unlike competing financial services firms, the asset manager has agreed to undergo a racial audit.

Amanda Daugherty accused the wealth manager of gender-based discrimination and unlawful termination.

Our annual analysis of core compensation components at wirehouses, regional and national BDs.

The largest brokerages typically make comp changes that are ‘evolutionary, rather than revolutionary.’

The company has experienced “dramatic increases” in new customers, call and trading volumes.

The principal for operations and strategy of an independent research firm explains the range of available products and ESG data.

Concerned that tax rates and IRS bills may rise under Biden, wary advisors note that Roth plans are not just for younger investors.

The update is a step forward to being more inclusive of individuals who don’t identify as male or female.

What's going on at LPL, Captrust, Avantax, Pershing, Citigroup, Edelman Financial Engines, and other quick takes from around the industry.

Industry veterans are hoping that COVID brings about lasting change, while welcoming the return of some ancient finance traditions.

Half of Facet Wealth’s employees haven’t met face-to-face. Here is how the fintech is working to strengthen community.

Virtual training and orientation, including any licensing needed, will begin in July.

The recruit oversaw more than $650 million in client assets while at his former employer.

Impact investment manager Rachel Robasciotti and other advocates say the private proceedings are harmful to victims and helpful to firms protecting serial harassers.

Keith Beverly, one of a handful of Black CFP-CFA holders, is pushing to mint more.

Brokerage powerhouse commits to a reform program to expand opportunities for advisors of color.

Guidance from the IRS can be confusing, explains Bloomberg’s Alexis Leondis.

The long-simmering dispute spotlights the sometimes fraught nature of advisor career moves.

In new academic research, experiments involving selections of YouTube videos shed light on the psychology of conflicts of interest.