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The new hires are both industry veterans of more than two decades.
February 14
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The regulator rebuked the broker for excessive trading that generated more than $666,000 in commissions and fees and resulted in $397,000 in losses.
February 13
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The team has formed Samara Capital and joined platform tru Independence.
February 13
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The group generated nearly $5 million in annual production while at the wirehouse, according to the regional firm.
February 13
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The Financial Select Sector SPDR ETF gained nearly 0.6% after Daniel Tarullo announced he will retire on or around April 5.
February 13 -
We've reshuffled our top 100 bank advisers to list them solely by fee business. Here are the top 25.
February 12
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Two advisers in the group are industry veterans who began their careers in the mid-1990s.
February 8
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The two planners generated over $1 million in production, according to the regional firm.
February 8
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A look at which wirehouse and regional firms have been the most successful in attracting top recruits – and how things may shape up this year.
February 7
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A trained accountant with little background in money management, Allianzs Jackie Hunt has taken on a formidable challenge.
February 2 -
Morgan Stanley, Merrill Lynch and the other wirehouses gained and lost several standout recruits .
February 2
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The financier may be offered an ambassadorship or another job instead of appointing him to a top role advising President Donald Trump.
February 1
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The advisers left Wells Fargo and Morgan Stanley to form one team, the second addition in two weeks.
February 1
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We've selected 8 up-and-comers who we feel are on track to become one of our Top 100 bank advisers down the road.
February 1
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Information overload is a major problem, say young bank advisers. See how they help their clients make sense of it all.
February 1
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Dawn Fitzpatrick's selection is Soros' seventh chief investment officer since the departures of traders Stanley Druckenmiller and Nicholas Roditi in 2000.
February 1 -
The new recruit generated $850,000 in annual revenue, according to the regional BD.
January 31
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The new hire signed on to the regional broker-dealer during a recent wirehouse recruiting binge.
January 31
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The firm also scooped up a market manager from Stifel.
January 30
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The new recruit generated more than $1 million in annual revenues, according the regional firm.
January 26
