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The then 61-year-old employee says she got written warnings for infractions while younger colleagues went undisciplined.
August 14 -
Craig Findley once helped oversee a 36-member team that managed more than $6 billion.
June 27 -
The firm calls the lawsuit's claims "baseless."
June 6 -
An advisor was terminated after accepting money from a brother, who was also a client. Is such a loan allowed?
April 29 -
The firm’s fixed income and currencies trading unit head is among the high-profile executives to leave, according to people familiar with the matter.
April 8 -
There are no “alternative facts” in the law, just truth, opinion and lies. Two you can’t sue for. And the third? Well, brokerages are very careful with their words.
January 7 -
The broker is the fifth advisor this month to part ways with Raymond James.
November 15 -
The broker is part of a wave of new hires at the regional brokerage firm.
November 13 -
The developing spat pits two RIA titans and former business partners against one another.
October 30 -
The relationship disintegrated because of a dispute about where to best place client trades.
October 17 -
The latest revelation of misconduct comes as the bank tries to overhaul its internal culture after two years of lawsuits, investigations and fines.
August 30 -
Christopher Rollins worked for Goldman Sachs for 16 years and rose to be a managing director before the firm fired him in February 2017.
August 10 -
Joe Voboril claims he was wrongfully terminated after an investigation into another banker’s alleged inappropriate sexual conduct, according to his lawyer.
July 5 -
Craig Schmell says the firm terminated him because of alcohol and drug addiction issues he had 30 years ago.
June 1 -
Richard Frick had overseen the wirehouse's Philadelphia operations since 2011.
May 3 -
The bank is said to have been aware of the accusations for years.
April 4 -
Barry Snyder’s complaint depicts him as a victim of federal investigators and the bank, with both sides threatening to turn on him.
April 2 -
The firm sought to clarify circumstances surrounding the departure last month of former Congressman Harold Ford Jr.
January 22 -
He is the latest in a string of high-profile men to lose their jobs after accusations of mistreating women.
December 7 -
Several senators conducted their own review of FINRA reports and said they found that Wells Fargo had “ample information” about the severity of the bogus account practices for years.
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