Investments

Clients opened 142,000 new accounts last month after Schwab escalated the brokerage industry's price war.

Rather than disclosing their portfolios every day like conventional ETFs, the nontransparent products will reveal their holdings at least once a quarter.

Clients overpaid more than $12 million because of operating flaws and coding failures in an automated device advisors relied on for executing mutual fund orders.

Equity funds tracking the sector are the second-most popular asset class after U.S. government bonds this year, BNP Paribas says.

By signing a deal with iCapital Network, the regional brokerage aims to provide clients "a more comprehensive set of solutions."

Little can keep the search engine giant from entering wealth management. But advisors still have weapons at their disposal. They just need to use them.

Those that shorted the market suffered “steep losses,” while market-neutral products posted “modest gains.”

Financed by their personal savings, the team behind the machine-learning fund have harnessed their engineering acumen to invest in developed markets.

A quarter of wealthy investors' average assets are currently in cash, according to a new survey.

The metal’s price has dipped from its high in September amid a raft of good news that has boosted investors’ risk appetite.

Buyout amounts are high right now, but there are many other factors to consider when guiding your client to the right choice.

Asset managers who flocked to safety in utilities and dividend stocks at the end of 2018 have seen their pain compounded by the latest risk-on rally.

The products provide advantages that “help women build savings faster: tax deferral and generally higher rates than CDs or Treasurys,” an expert says.

The technology is poised to upend the industry. Advisors are still waiting.

Data reported by the Investment Company Institute.

The SEC's recently passed ETF modernization rule is just one regulatory change industry leaders expect will impact asset management in the years ahead.

Why the explosive growth of taxable munis could be sustainable

The Wall Street giant has built an automated advice platform and is considering how to release it to the mass affluent market.

With an average gain of nearly 40%, the following mutual funds and ETFs are narrowly invested in the most attractive segments of the market.