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Bill Drew had been with Morgan Stanley and predecessor firm Smith Barney since 1995.
February 28 -
The group is comprised of 11 advisors and client service associates.
February 26 -
One of the new hires is an industry veteran of 50 years.
February 25 -
Is the advisor suing his current employer — by accident?
February 20 -
One of the two new hires is an industry veteran of 34 years.
February 15 -
The recruits will operate from a new Cincinnati office.
February 14 -
The $314 million team made the change after deciding it was a better fit culturally
February 13 -
Reva Shakkottai has been with the firm for a decade.
February 8 -
The industry's largest acquisition in more than a decade will create the sixth-biggest bank in the country, with assets of more than $442 billion.
February 7 -
Two advisors who joined Alex. Brown after the Deutsche Bank acquisition in 2016 seek to void the FINRA panel's arbitration decision in a court challenge.
February 7 -
He’s the latest broker to leave a wirehouse for a regional BD.
February 6 -
Raymond James's culture and "access to leadership" were among motivators advisors cited for their moves.
February 4 -
The firm’s efforts to attract talent away from rivals boosted headcount by a net 57 advisors in 2018.
February 1 -
The firm suffered from market volatility in the fourth quarter.
January 31 -
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The firm’s hot recruiting streak continues into 2019.
January 29 -
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An uptick in retirements dampened the firm’s efforts to expand its brokerage ranks.
January 24 -
The firm’s new leader Penny Pennington tapped managers, one a longtime veteran of the firm, for the executive committee.
January 23
















