Wirehouses

The bank has lost a net 1,300 advisors since a fake accounts scandal came to light three years ago.

Anthony Guadagnino allegedly solicited at least 10 clients after his departure from the retail brokerage.

Charlie Scharf’s most immediate priorities include mending fences with regulators and getting the bank out from under a Fed-imposed asset cap.

Charles Scharf will replace interim chief Allen Parker at the bank.

The new advisors have joined the firm from rivals including Wells Fargo and Morgan Stanley, according to an internal memo.

The solo practitioner is becoming an endangered species as firms concentrate on tailoring tech for mega teams.

The wirehouse is ballyhooing once below-the-radar hires. Now it should rejoin the Broker Protocol.

“We are looking at those issues about consolidation as one part of the equation,” Chief Executive Officer Sergio Ermotti said.

UBS Global Wealth Management, which oversees more than $2.48 trillion in invested assets, has gone underweight on equities for the first time since the euro-zone crisis.

The Anthony Bunnell addition comes amid expansion of the firm’s its retirement plan business this year.

The bank's performance puts it behind its largest U.S. competitors this year, signaling frustration in the market over the board’s quiet search.

These and other firms are building brands that appeal to advisors. Here’s how.

Almost a year after taking over at the firm's investment bank, co-heads Piero Novelli and Rob Karofsky are working on their first shake-up of the business.

The firm's most recent lawsuit over alleged non-solicitation violations centered on an advisor's thank-you cards to clients.

The bank, which has made wealth management its central focus, plans to charge its Swiss clients an annual fee of 0.6% on deposits of more than 500,000 euros.

One team wanted more flexibility and time to manage their clients’ financial needs.

The new recruits join the firm’s employee channel from both wirehouses and the independent space.

The two advisors will name the team’s practice after their shared experience working for the military.

Former retail brokerage head David Kowach is moving to the consumer bank.

Profitability is improving and all divisions, except the firm’s biggest — wealth management — surprised the market on the upside.