Workforce management
Workforce management
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The group previously worked at Merrill Lynch, where they generated over $2 million in annual revenue.
March 22 -
The regional broker-dealer has added at least 19 advisers from wirehouse firms so far in 2017.
March 21 -
The new recruits are the latest to join the regional firm from Wells Fargo.
March 20 -
Over 50 advisers have now joined the independent firm, which is affiliated with Raymond James.
March 20 -
The regional firm has added at least 17 ex-wirehouse advisers in the first three months of the year.
March 16 -
The regional broker-dealer has added at least a dozen ex-wirehouse advisers so far this year.
March 15 -
The firm’s equity partner channel added five breakaway wirehouse teams last year and 64 since 2008.
March 15 -
The new hires join the regional BD from Baird.
March 15 -
While women are far less likely to engage in misconduct, they're punished much more harshly for any infractions, per a new study.
March 14 -
In an industry swirling with opinions, it's not uncommon to come across a wrong one.
March 14 -
The new recruit is focused on serving the Brazilian market, according to the firm.
March 14 -
Morgan's latest hires oversaw about $575 million, On Wall Street learns exclusively.
March 13 -
The growing independent firm has recruited five ex-wirehouse planners since the start of the year.
March 13 -
The 20-year veteran planner cites Raymond James' greater flexibility and marketing support.
March 9 -
Although underrepresented in the industry, the odds of women running a passive fund versus an active fund are 1.36 to 1, Morningstar says.
March 9 -
Patricia Bennett says she visited the regional's firm home office three times before deciding to make the move.
March 8 -
Five new advisers managing $464 million joined the regional firm, which now boasts 61 locations.
March 7 -
The firm also recruited an international wealth management team that oversaw $576 million, according to our latest roundup of recent hires and moves.
March 6 -
Keith Rowling ranked No. 2 on the 2016 list of the industry's top young producers.
March 6 -
The independent firm has recruited a number of wirehouse brokers and grown to $3 billion in client assets, according to the company.
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