In the first episode of Financial Planning's new podcast series, Tobias Salinger talks with Dasarte Yarnway about how he “fought and clawed” his way into the profession and discusses the ambitious goals he’s working toward for his RIA and the industry.
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FounderWealth LogicJanuary 22
CEOSondhelm PartnersJanuary 21
The bank's former chief executive will pay a $17.5 million penalty and be banned from the industry.January 23
If these black financial advisors meet the goal, it will defy the industry's stark racial disparities: early career growth at that level just “doesn't happen in our demographic,” one partner says.January 23
The firm is drawing heightened interest from advisors generating between $1 million to $5 million, according to CEO Paul Reilly.January 23
The promotions positions Jim’s son Nathaniel Simons to assume his father’s role as chairman under a succession plan that began about a decade ago.January 23
Many pre-retirees leave the workforce sooner than anticipated as a result of various factors, such as job loss and illness.January 22
Data, Research & Multimedia
The SEC examined approximately 2,180 RIAs in 2019.
For wealth managers to make smarter business decisions, get to market faster, and connect more effectively with their clients, data is the key.
The record level of transactions — as well as long-term industry shifts — often prompt advisors and other wealth management professionals to assess their options.
More often than not, wirehouses were on the losing side of these moves.
While these 20 dizzying changes will throw some for a loop, financial advisors and their clients grow more powerful each year.