Barclays

The hires might be short-lived as job-cut moratoria end in the third and fourth quarters.

The role of retail investors in a 45% rebound since late March has been intensely analyzed, as a swarm of tiny buyers chased after recovery plays and insolvency stocks.

More than 70% of U.S. ETF assets are in funds that charge 2 basis points or less, data show. But free isn’t an automatic ticket to success.

The firm plans a 0.2% to 0.5% allocation to the products in its global and international fixed-income index portfolios.

Despite its death, Barclays is transitioning assets and trading volume to a nearly identical version of the fund.

The scheme involved paying cash kickbacks to a former Barclays and Stifel advisor who worked on the wealth syndicate desk.

Managing risk factors while selecting the components of various maturities and ratings for these products can be a daunting task.

The fund is expected to debut in the third quarter and will use an ETF of ETFs structure.

The strategy has been one way asset managers have pared losses after 10-year Treasury yields reached 3%.

The shake up could strand investors with hard-to-trade securities.

The largest ETFs that track the two asset classes posted about $3.1 billion of withdrawals last week.

The firm’s former COO is accused of destroying a copy of the culture report.

To get in on hot IPOs, a client delivered cash payments to the broker at bars and restaurants, the regulator alleges.

Ziegler is the latest in a line of purchases by Stifel and other regional broker-dealers.

Managers in the space have been raising cash at their fastest pace since 2013.

Jeffrey Sherman’s bond fund returned 14% on average over the last three years, besting 99% of all large-cap value funds tracked by Bloomberg.

The agency's staff has recommended filing an enforcement action against two Barclays bankers, according to records filed with FINRA.

The former Carmignac Gestion executive, who previously traded for Steve Cohen, says the tool will help run money for clients of his own firm, Q2Q Capital.

The firm has collected more than $1.1 million in arbitration cases so far this year.

Investors are fleeing debt-riddled companies amid the anticipation of rising rates and growing corporate leverage.