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The wirehouse’s latest litigation suggests other everyday activities of defectors could come under scrutiny.
July 11
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These firms scored big with advisors managing $1 billion or more.
July 9
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Craig Findley once helped oversee a 36-member team that managed more than $6 billion.
June 27
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The team made the transition with Kestra Private Wealth Services.
June 26
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The fast-growing firm now has more than 100 brokers.
June 10
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The firm had cut back on hiring efforts in 2016, citing exorbitant costs.
June 6
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One advisor has more than three decades of experience in the business.
June 4
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The firm has its origins as a family office founded by John D. Rockefeller in 1882.
May 21
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CEO Sergio Ermotti has resisted pressure from some investors for large-scale layoffs, opting instead for smaller cuts with less impact on morale.
May 15 -
The pickup adds to the platform service provider’s hot streak.
May 13
