UBS

The wirehouse also reported record revenue of over $2 billion for the recent quarter.

The wirehouse's new hires oversaw $466 million in client assets, according to a spokesman.

On Wall Street's annual ranking of successful young planners.

On Wall Street's annual ranking of successful young planners.

On Wall Street's annual ranking of successful young planners.

One suggestion planners say they are offering bullish clients: Don't be extreme.

Plus: A Morgan Stanley grab totals $410 milllion in combined AUM and more than 30 other job changes.

The wirehouse alleges two arbitrators failed to disclose key information about their professional and personal histories.

Advisers will create strategies and communicate the advice. Software will handle the execution and maintenance of the strategies.

The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.

"I lose years of my life. They can settle, write a check and move on," says an adviser whose book of business dropped by $40 million after he alleges he was wrongfully terminated.

Collectively, this year’s mega movers managed more than $23 billion in client assets.

The team accused the firm of preventing them from properly conducting business with their clients, a charge that a FINRA arbitration panel rejected.

The new recruit generated $1 million in annual revenue.

The advisers are the first to obtain startup capital from the firm.

Robo advisers may have found the answer to a lingering problem for the financial industry: serving the mass-affluent in a profitable way.

A FINRA panel ordered the wirehouse to pay damages to two former clients who invested in Puerto Rican municipal bonds and closed-end funds.

The planners left J.P. Morgan, UBS and Merrill Lynch to go into business for themselves.

The new hires come from RBC, UBS and First Republic.

Two industry veterans joined the fast growing regional brokerage firm.