Wells Fargo
Wells Fargo
Wells Fargo is one of the largest banks in the United States, with approximately $1.9 trillion in balance sheet assets. The company is split into four primary segments: consumer banking, commercial banking, corporate and investment banking, and wealth and investment management.
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Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.
June 8 -
The bank tapped the leader of Wells Fargo Securities to succeed David Carroll.
June 2 -
Bank of America's soon-to-be-released virtual assistant, erica, is being trained to provide personal finance advice.
May 30 -
The rep refused to provide the regulator with the documents it requested to investigate the allegations that he stole money from an elderly couple.
May 30 -
The firm picked up teams from Merrill Lynch and Wells Fargo.
May 25 -
The regional firm’s new recruits joined in two locations.
May 24 -
One refused to cooperate with an investigation into allegations that he engaged in unauthorized trading in two customers' accounts.
May 18 -
"This space is getting more diverse, and change is coming from all directions," says Alois Pirker, research director for Aite Group's Wealth Management practice.
May 17 -
A FINRA arbitration panel dismissed the firm's claims but charged the broker more than $11,000.
May 15 -
The recruit made the move a week after the independent firm recruited three other wirehouse teams managing more than $600 million.
May 15 -
Executives at the embattled bank made clear Thursday that they are not discarding its long-standing strategy of selling additional products to existing customers.
May 12 -
Switching firms can be a herculean task, but independent firm Steward Partners furnishes ex-wirehouse advisors with teams of specialists to ease the process.
May 10 -
The group generated over $7 million in annual revenue, On Wall Street learns exclusively.
May 8 -
The two advisers had been with the wirehouse for more than a decade.
May 8 -
The moves build on management changes made earlier this year.
April 18 -
How do smaller firm avoid paying six-digit fines for administrative shortcomings?
April 17 -
The group includes a father-daughter duo who have worked together for 25 years.
April 13 -
Net income and client assets grew even as the firms' headcount continued its steady decline.
April 13 -
The regulator now has punished just one known person associated with the bank's admitted nationwide fiduciary violation: the RIA who flagged abuses.
April 12 -
The moves are intended to boost the firm's capital markets abilities in a changing interest rate environment.
April 12
