Subject Root Tag

Net income also dropped to $319 million, or 79 cents a share, from $373 million, or 89 cents, a year earlier, the firm reports.

Investors paid 61 cents for every $100 managed in 2015, down from 64 cents in 2014 and and 73 cents five years ago.

"Direct-to-consumer is not our model," says Scott Curtis, president, Raymond James Financial Services.

The new rules aren't the bonanza for lawyers first imagined from the DoL's fiduciary efforts.

Seeing "great bargains," advisors have been upping client allocations to equities.

FINRA scolded the firms for alleged operational systems, supervisory and recordkeeping deficiencies.

There's a window of opportunity before clients reach age 70 ½ to mitigate some of the bite.

Here’s how to avoid the convoluted interplay of factors that can lead to alarmingly high rates.

Find out which of the largest brokerages were represented by the best bosses in wealth management.

Find out which of the largest regional firms were represented. Is your boss on the list?

Smart-beta styles underlie about one in five ETFs globally with an estimated $400 billion under management, and if they plunged, millions of investors would be burned.

French serve as head of beta solutions, the money manager said in a statement.

The rep was barred for engaging in money laundering and helping a childhood friend and business associate deceive creditors.

Find out which of the largest brokerages were represented by the best bosses in wealth management.

The same competitive mindset that leads to victory in sports can give advisors the advantages they need for a successful practice, a leading recruiter says.

An absence of pensions has prompted older workers to increase their working hours and stay longer in the workplace, a recent study finds; plus, how your clients can plan for retirement in their 50s.

When average performances are analyzed rather than just the top funds, a passive strategy prevailed over the past five years.

Leading recruiters discuss significant upsides to teaming, and the downsides to avoid.

Tired of circling back and touching base? View from 30,00 feet make you nauseous? Avoid these and other old terms in your practice.

Seth Waugh, former CEO of Deutsche Bank Americas, will be appointed non-executive chairman.