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Malcolm MacColl has left the firm he founded, Crosswind Investments, to join Brown Advisory.
January 15 -
Financial services compliance technology firm RegEd is offering clients a social media library containing pre-approved content, as well as a series of dictionaries, or lexicons, of words or phrases to support compliance.
January 15 -
DoubleLine Capital has unveiled its latest equity funds just a few weeks after hiring away two portfolio managers from TCW Group.
January 15 -
ING has quietly erased an alternative mutual fund from its portfolio.
January 15 -
Quant shop Analytic Investors has hired Paul Runge as a Director of Business Development to focus on institutional investors, with an emphasis on public pension plans.
January 15 -
David Duffy joined the group as sales director and will be responsible for the firms residential mortgage business in the Mid-Atlantic region, focusing primarily on Philadelphia and Washington, D.C.
January 15 -
Indie firm Global X Funds has launched yet another fund this week.
January 15 -
The TCW Group has appointed Meredith Jackson as General Counsel, effective January 15.
January 15 -
Almost one-third (32%) of the approximately 100 institutional investment managers surveyed think corporate earnings will grow in the first quarter of 2013, while the same percentage believe earnings will decline.
January 15 -
Pioneer Investments ventures further into Western Europe and Latin America with a new hire today.
January 15 -
The collective voice of independent financial advisors just got a little bit louder.
January 15 -
Russell Indexes today announced a global alliance with NYSE Euronext to include the transition of RussellTick, an index feed for real-time, intra-day values for the Russell family of indexes to NYSE Technologies Global Index Feed protocol.
January 15 -
Global Thematic Partners has been fired as a subadvisor to the DWS Global Thematic Fund (SGQAX), effective January 31, according to a regulatory filing.
January 15 -
Consumers may be wary of life and annuity products as they confront more immediate financial concerns, according to the Deloitte Center for Financial Services.
January 15 -
Wealthier clients spend more than half their communications time digitally, using email, web portals, social networking, SMS, instant messaging and VOIP calls.
January 15 -
Actively managed stock funds had the best performance over 20 years, edging passive stock funds 8.14% to 8.11%. And actively managed mutual funds of all types have done the best in the last five years, coming in at 1.98% where, for instance, passively managed exchange-traded funds lost 1.17% a year. Which just goes to show, when it comes to investing, active management versus passive management "is not an either-or" proposition.
January 15 -
The Securities and Exchange Commission has granted T. Rowe Price exemptive relief to issue actively managed ETFs, according to Morningstar reports.
January 15 -
A FINRA arbitration panel has dismissed a claim that Stifel illegitimately poached a number of legacy A.G. Edwards advisors.
January 15 -
You can use a well-organized advisory board to get strategic advice from the people who are your most valuable assets. Here are a few suggestions for running a group.
January 15 -
UBS financial advisor Paul Vasady-Kovacs, who places number 26 on the Top 40 list, says that the fixed income emphasis he started out with still informs his work with clients today.
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