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The three-adviser group joins the regional firm from Oppenheimer & Co.
August 21
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The new hires are the latest recruits to join the regional firm.
August 17
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Six executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Umpqua Bank, U.S. Bank and CUNA Brokerage Services. Find out who they are and what their new roles entail.
August 17
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Phil Shaffer says changes in the business necessitated a career change if he was to maintain an edge in serving clients.
August 16
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The new hire previously managed three UBS locations that generated $110 million annual revenue, according to the regional broker-dealer.
August 15
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Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.
August 14
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Two of the groups joined the regional firm from Morgan Stanley.
August 14
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The advisor says he joined the regional broker-dealer to focus on his core business of financial planning.
August 14
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The Dynasty-affiliated RIA manages around $15 million on average per client.
August 9
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The country’s sixth-largest IBD is shifting its management ranks in a change prompted by the fiduciary rule.
August 8
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Rob Comfort will lead sales operations and develop the firm's network of 400 advisors at more than 250 credit unions nationwide.
August 7
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Raymond James grabbed five multi-million teams in a month. Other firms to see big transitions include Wells Fargo and Ameriprise.
August 7
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The move marks the second wirehouse poach for the firm in as many months.
August 4
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The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
August 4
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The execs were moved up to roles overseeing key markets in the New York Tri-State and mid-Atlantic regions.
August 3
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The group previously generated almost $2 million in annual revenue, according to their new employer.
August 3
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The advisors come from a firm reported to manage over $5 billion in assets.
August 3
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The most important consideration when changing firms is not to tell anyone, other than your spouse, business coach or consultant. An advisor should never mention a move being contemplated.
August 2
Rummage Group -
They made the move in part because of the marketing and research resources the firm offers, says new hire Todd Kissel.
August 2
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The new hire comes after the wirehouse said it would cut back on recruiting.
August 1
