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The regional BD opened its third new location in Texas this year.
June 7
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The wirehouse loses four more advisors to the regional BD.
June 7
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Two of the new hires are brothers who spent more than 20 years at the wirehouse.
June 4
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The recruits also opened a new branch for the regional BD.
June 4
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One advisor has more than three decades of experience in the business.
June 4
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The BD’s employee channel is attracting more independent reps through offerings like technology and practice acquisition support.
June 4
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Brokers at the firm have expressed concern their employer and the CFP Board are on a collision course.
June 3
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The advisors managed more than $225 million in combined client assets.
May 30
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While the wirehouse has suffered from advisor attrition, the regional BD has grown its brokerage ranks.
May 22
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Several of the firm’s new hires are industry veterans with more than 30 years of industry experience.
May 20
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The win follows a first-quarter report showing it grew its ranks 3.4% over the prior year.
May 16
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The $230 million team — comprised of two former NHL players — moved over from the firm’s employee brokerage unit.
May 15
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The regional BD has approximately 1,800 advisors.
May 14
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The advisors are the latest in a string to jump from a wirehouse to a regional BD.
May 14
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The new recruits signed on with the firm’s independent and employee broker-dealer units.
May 2
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Advisor headcount reached 2,160 advisors for the first quarter, up a net 43 from the year-ago period.
May 1
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For one of the new hires, the move was about getting back to “a culture of a smaller, more personalized firm.”
April 26
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The regional BD adds two teams with $373 million in assets.
April 26
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The firm is looking at a range of “different opportunities” for potential wealth management deals, CEO Jim Cracchiolo says.
April 25
