-
The losing firms? Morgan Stanley and Wells Fargo.
March 14
-
The RIA divisions of Raymond James and RBC are also among the companies that self-reported.
March 11
-
Fourth-quarter equity losses stanched client assets at wirehouses, indies and other brokerages — but their stocks are regaining ground after reporting earnings.
March 11
-
-
Aggressive hiring practices at regional broker-dealers aren’t slowing down.
March 8
-
The firm will rely on training new hires and recruiting veteran advisors to meet its objective.
March 7
-
The new hires come at the expense of Merrill Lynch and Wells Fargo Advisors.
March 7
-
A hiring binge is pushing headcount to record highs at firms including Baird and Raymond James. But can it last?
March 5
-
An established name in muni markets, the company hopes to expand its footprint in the wealth management industry.
March 4
-
Even as BDs transition from their commission roots, too many still treat advice as a liability.
March 1
-
Bill Drew had been with Morgan Stanley and predecessor firm Smith Barney since 1995.
February 28
-
The group is comprised of 11 advisors and client service associates.
February 26
-
One of the new hires is an industry veteran of 50 years.
February 25
-
Is the advisor suing his current employer — by accident?
February 20
-
One of the two new hires is an industry veteran of 34 years.
February 15
-
The recruits will operate from a new Cincinnati office.
February 14
-
The $314 million team made the change after deciding it was a better fit culturally
February 13
-
Reva Shakkottai has been with the firm for a decade.
February 8
-
The industry's largest acquisition in more than a decade will create the sixth-biggest bank in the country, with assets of more than $442 billion.
February 7
-
Two advisors who joined Alex. Brown after the Deutsche Bank acquisition in 2016 seek to void the FINRA panel's arbitration decision in a court challenge.
February 7
