Wirehouses

The firm’s new recruits include a 31-year Merrill Lynch veteran.

He helped navigate the firm through the financial crisis and was once seen as a potential successor to CEO James Gorman

Tim Sloan stepped down effective immediately amid mounting pressure over the lender's scandals.

The advisors joined a former colleague at Steward Partners, an independent firm affiliated with Raymond James.

The regulator is going back to some of the firms that voluntarily settled, requesting information on revenue sharing.

Jon Dayton left Merrill Lynch where he had worked for 19 years.

The hit to wealth management from a difficult trading environment was already visible in the fourth quarter.

Cautious clients and muted markets are making CEO Sergio Ermotti’s job more difficult.

Fourth-quarter equity losses stanched client assets at wirehouses, indies and other brokerages — but their stocks are regaining ground after reporting earnings.

Morgan Stanley's Seth Haye talks about what fuels his workday and why accountability is a beautiful thing.