Edward Jones

More firms are taking stringent measures to protect employees and clients.

From travel bans to working remotely, here is how firms including Wells Fargo, Edelman, RBC and others are preparing for a possible pandemic.

The firm typically trains its own advisors in lieu of recruiting talent from the competition.

The additions came amid a revamping of the firm’s independent advisor compensation.

The firm’s new additions include three brokers previously affiliated with Wells Fargo Advisors.

Commonwealth and Edward Jones remain the top-rated firms — J.D. Power notes they share a few characteristics in common.

Two perennial champions retained their top ranks in 2019 — but the aging demographic poses challenges for all firms, according to J.D. Power.

An ex-client accused the firm of misconduct, including disbursing funds to her former spouse from a restricted account without her knowledge or authorization.

Brokers at the firm have expressed concern their employer and the CFP Board are on a collision course.

With brokerage firms lining up in support of the SEC proposal, fiduciary planners aim to keep their differences from the BD channel intact.