Morgan Stanley

The dispute highlights the complicated nature of non-solicitation carve-outs when advisors switch firms.

Much of the industry’s skepticism centers on the cryptocurrency’s unpredictable price swings and the lack of things it can buy since its creation.

The bank is winding down the roughly $40 billion international segment of its wealth management business.

“This looks like pockets of frothiness, some irrationality undoubtedly, some nonsense undoubtedly," said BlackRock Vice Chairman Philipp Hildebrand.

The new recruits build on the 43 advisors Janney added last year.

Collectively, the brokers generated $167 million in annual production and oversaw $37 billion in combined client assets.

Morgan Stanley Chief Executive Officer James Gorman leaped past JPMorgan Chase’s Jamie Dimon as the best-paid CEO of a major U.S. bank.

Eaton Vance and E-Trade deals expected to boost the firm’s performance.

The IBD completed a stellar recruiting year by adding a team led by a 30-year veteran advisor.

In the first wave of cases under the regulator’s self-reporting initiative, it garnered more than $2.7 million in payments of restitution plus interest.

Like its largest rivals, the wirehouse kept grids at par after a tumultuous 2020.

It’s one of the largest recruiting moves of the year in the independent broker-dealer sector.

The benefit is becoming more popular now that it can be offered and managed digitally.

From Zoom to Skype to WhatsApp, bankers are often encouraged by clients to connect on platforms that are hard to vet.

Renewed recruiting efforts and pumped-up tech are boosting headcount and fee-based assets.

The regulator found that the financial services company failed to take precautions in disposing of hardware that contained sensitive customer information.

Days after completing the purchase of E-Trade, CEO James Gorman’s second major transaction of the year aims to bulk up the firm’s asset management arm.

“Everyone is looking ahead to the elections and what tax policy could look like in various administrations," says Ben Huneke, head of investment solutions in the firm's wealth management division.

The slate of new hires come from several competitors including Wells Fargo and Edward Jones.

The team caters to athletes, entertainers, and entrepreneurs.