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Awards and settlements are piling up even as the U.S. wealth management unit reports record profits.
April 5
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At least 27 brokers have joined the firm, including a father-son team from UBS with $261 million in AUM.
March 30
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The wirehouse outlines its competitive digital offer, but it's a defensive play, analysts suggest.
March 29
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The regional broker-dealer has added at least a dozen ex-wirehouse advisers so far this year.
March 15
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Stocks and Puerto Rican bonds are the focus of many cases among clients, advisers and firms.
March 10
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The recruits left Morgan Stanley and UBS to go with the independent channel at Wells Fargo.
February 24 -
The platform provider added a breakaway RIA to score a victory in its battle with rival HighTower.
February 23
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The firm picked up one adviser each from Merrill Lynch and UBS.
February 17
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The recruit joined the bank’s private wealth management division after 14 years with the wirehouse.
February 15
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Morgan Stanley, Merrill Lynch and the other wirehouses gained and lost several standout recruits .
February 2
