UBS Wealth Management

The wirehouse also reported record revenue of over $2 billion for the recent quarter.

The wirehouse's new hires oversaw $466 million in client assets, according to a spokesman.

On Wall Street's annual ranking of successful young planners.

On Wall Street's annual ranking of successful young planners.

On Wall Street's annual ranking of successful young planners.

One suggestion planners say they are offering bullish clients: Don't be extreme.

The arbitration award comes a month after the wirehouse had to pay a similar amount to clients stemming from the sale of debt from the island commonwealth.

The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.

"I lose years of my life. They can settle, write a check and move on," says an adviser whose book of business dropped by $40 million after he alleges he was wrongfully terminated.

The team accused the firm of preventing them from properly conducting business with their clients, a charge that a FINRA arbitration panel rejected.

The new recruit generated $1 million in annual revenue.

The advisers are the first to obtain startup capital from the firm.

The planners left J.P. Morgan, UBS and Merrill Lynch to go into business for themselves.

The new hires come from RBC, UBS and First Republic.

Two industry veterans joined the fast growing regional brokerage firm.

CEO Sergio Ermotti pledged that cost-cutting efforts are to continue.

Wirehouse system and supervisory failures are just the start.

A new pilot program will test whether clients will be drawn to a voice-controlled technology the retailer's customers know as Alexa.

A $2.2 billion Morgan Stanley team's move to independence shows how breakaways use shell companies to take advantage of the legal pact, and why more than 1,500 firms have signed on.

They seem to be everywhere, but there is every reason to believe that clients overwhelmingly still want to deal with human beings.