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The wirehouse also reported record revenue of over $2 billion for the recent quarter.
January 27
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The wirehouse's new hires oversaw $466 million in client assets, according to a spokesman.
January 25
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On Wall Street's annual ranking of successful young planners.
January 25
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On Wall Street's annual ranking of successful young planners.
January 24
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On Wall Street's annual ranking of successful young planners.
January 23
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One suggestion planners say they are offering bullish clients: Don't be extreme.
January 20
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The arbitration award comes a month after the wirehouse had to pay a similar amount to clients stemming from the sale of debt from the island commonwealth.
January 13
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The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.
December 22
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"I lose years of my life. They can settle, write a check and move on," says an adviser whose book of business dropped by $40 million after he alleges he was wrongfully terminated.
December 19
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The team accused the firm of preventing them from properly conducting business with their clients, a charge that a FINRA arbitration panel rejected.
December 12
