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The 18-month-old Sanctuary Wealth caters to breakaways but is also open to independent advisors as well, CEO Jim Dickson says.

Investors plowed into bullion-backed funds after the U.S. and China reached a truce in their trade war.

A successful recruiting strategy isn't enough to keep a financial planner put.

The combined AUM of the top 10 companies has soared by 60% to more than $770 billion over the past five years.

The property should allow them to live close to their loved ones and fit their financial plan, according to a CFP.

Only 4% of U.S. retirees are waiting until they turn 70 to claim benefits, the age when payments reach their maximum level.

It’s not as easy as hanging out a shingle. Advisors and back-office employees need to master certain traits.

A PKS rep allegedly sold $190 million worth of non-traded REITs and BDCs without disclosing the commissions.

The offering validates the explosive growth seen in the independent channel, experts say, which has now grown fast enough to catch the eye of retail investors.

Ranking RIAs by AUM or number of employees is misleading.

There is growing disquiet among those who run and invest in the products about potential problems that might be caused by rate cuts from the Fed.

Twelve advisors join the Atria-owned IBD after logging just over a year at their old firm.

Officials hope to peg capital gains to inflation before the president faces reelection.

The independent broker-dealer has seen significant growth in the last three years.

The wirehouse is giving the ultrahigh-net-worth crowd a more complete view of their finances, says Don Plaus head of private wealth management.

Careful planning can help prevent them from shrinking their benefits based on misperception.

Craig Findley once helped oversee a 36-member team that managed more than $6 billion.

RegentAtlantic buys Hillview Capital to widen its mid-Atlantic footprint.

The firm has been hiring advisors aggressively, attracting talent with its culture and technology.

Eight of the top 10 have less than $100 million in assets.