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The number is behind previous years, but the firm’s new head of business development says independence is more appealing amid the coronavirus.

While some industry employees are eager for the normalcy of their offices, others are more reluctant as experts predict another rise in virus cases.

Could single premium immediate annuities be the answer to ultralow rates?

Choosing their own technology for clients was a big draw for the advisors, who affiliated with Kestra.

That decision was “heavily debated” and so far the company has found that its operations have fared well with remote work, Jose Minaya said at a conference.

The No. 1 IBD has completed three of the sector’s 10 largest recruiting moves of the year.

The firm’s talent-analytics associate director had claimed the company hired fewer women than men and that she was paid less than her male counterparts.

Representation of women and minorities remains “startlingly” low.

The industry’s largest money manager experienced record inflows to sustainable products in the first six months of the year.

The “one day at a time” mantra was particularly helpful in leading my team and clients through the COVID-19 pandemic.

The bank was seeking to overturn some $400,000 in attorney fees awarded to four advisors as part of a $2 million case.

BlackRock’s CEO said he fears big ideas and impromptu “water-cooler moments” will be lost as businesses operate remotely via video conference calls.

“A typical Gen Z-er may not be as interested in owning a mutual fund," says Contrafund's Will Danoff.

No vaccine will return advisors and clients to pre-COVID-19 times— it’s time to let go and keep building.

Chairman Jerome Powell and other officials have stressed that recovery is highly dependent on the nation’s ability to better control the coronavirus.

CEO Robert Cook has launched a task force and started assessing his own actions, he said in a panel at the Quad-A Vision conference.

Ameriprise, for example, has hosted more six times as many advisors virtually than it did in person last year.

Several companies said this week they’re slashing expenses as the economy limps along. Others would prefer to keep investing in new technologies to better gauge which changes in consumer behavior will stick.

Three out of the top four RIA custodians compete directly with their RIA clients through their networks of branch offices and call centers.