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Nearly three decades after launching their practice, the two founders say they’re looking forward to spending more time with clients.

The firm is the latest in a line of big money managers making a late entry into the $5.6 trillion ETF market.

Advisors may sometimes overlook clients with special needs, despite the size of the community and available tools like ABLE Accounts.

If confirmed by the Senate, the former CFTC chairman would be the new administration’s front-line regulator for Wall Street.

Whitnell & Co. changed hands in a deal with a regional bank that also struck a strategic partnership with the wealth manager.

Firms will up their tech investments and continue rewards and punishments designed to shape advisor behavior, says recruiter Mark Elzweig.

The firm credited keeping its offices open during COVID-19 as a major selling point as FAs industrywide kept making moves and repapering their clients.

The IBD completed a stellar recruiting year by adding a team led by a 30-year veteran advisor.

It’s one of the largest teams to quit a wirehouse this year.

The firm has added 42 advisors this year with a combined $3.8 billion in AUM.

Jon Stein was a pioneer of the robo advice industry, building a $25 billion firm over the past decade.

The Buffalo, New York location is the independent firm’s 12th nationwide.

Brian Truscott oversaw more than $330 million in client assets.

The firm also added a new unit to accommodate its dramatic advisor growth — from one to 140 in seven years.

Nate Angelo will be responsible for 137 advisors who manage roughly $20 billion in assets.

The firm has sought to broaden the range of clients it targets with its wealth-advisory services.

In two recent moves, the firm promoted one of its own to regional director and lured another back from AllianceBernstein.

The advisors know RBC’s Pittsburgh complex director from earlier in their careers, when all three men worked at Smith Barney.

For its next leader, Ohio National turned to a veteran executive with prior experience leading its independent broker-dealer.

The No. 1 IBD is responsible for nearly half of the dozen mega-moves in its sector this year.