Economy

The recruit leaves a team led by a past On Wall Street Top 40 Under 40 adviser.

The recruit oversaw $110 million in client assets while working for the wirehouse, according to the regional firm.

The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.

Planners share what they've been sending clients, colleagues and peers.

RIAs are finding that the biggest competition for clients is right in their own backyard.

Who is poised to buy next year?

Both recruits have more than two decades of experience.

The biggest advisers to go it alone this year managed over $13 billion in client assets.

The bank hired its first chief investment officer seven months after recruiting the former leader of a family office to a new post as national head of investments.

The new hires opened two offices for the regional BD.

The fast-growing firm has recruited 25 advisers this year, and is affiliated with Raymond James.

The wirehouse will leave its core pay grid untouched for 2017.

Collectively, this year’s mega movers managed more than $23 billion in client assets.

The group of industry veterans had $1.7 million in annual production, according to the regional BD.

From regulators to technology providers to CEOs, these are the players who will remake wealth management in 2017.

The move will potentially lead to marginally higher borrowing costs for consumers and companies while giving savers a boost.

Ex-RIA Richard G. Cody gave false reports to retirees for more than a decade, the SEC says. Many lost most of their life savings.

Some advisers expressed concern about the custodian now competing for the same clients they were courting with the institutional version of Schwab's robo.

The new recruits joined from Merrill Lynch and Morgan Stanley.

The regional firm's new hires generated $2.2 million in annual revenues, according to RBC.