Investments

Fees among the leaders range from as little as two basis points to as high as 125 basis points.

Complicating socially conscious investing is the fact the SEC doesn’t regulate how the category’s labeling is applied.

Refinitv’s Workspace will power the wirehouse’s investment research and risk assessment capabilities.

The firm expects to receive bids this month, according to a person familiar with the matter.

The former J.W. Cole advisor’s practice allegedly sold more than $40 million worth of unsuitable and unregistered promissory notes.

“These are tracking the industries that are supporting the economy and will continue in the post-pandemic world,” an expert says.

More than 130 fund management and financial advisory firms have written letters opposing the plan. And the complaints keep coming.

BNY Mellon’s CEO also sees a distribution opportunity for the company’s proprietary funds.

It’s a dilemma that could reshape the classic investing strategy as the Fed holds rates near zero for the foreseeable future.

The fintech plans to build out cash, checking, insurance and mortgage products.

A recent study suggests sales of "expensive" VAs fell as a result of the vacated rule. But there are other factors at play, writes Raymond James' Scott Stolz.

Innovation is key in today's dynamic market. Suni Harford, president, asset management at UBS walks us through two significant innovations she drove in the asset management industry this year — including a ground-breaking approach to climate change and sustainable investing.

The acquisition established a $6 trillion-giant operating as a mutual fund company, RIA custodian, bank, retail brokerage and national wealth management firm.

Among the decade’s worst performers — those with more than $1 billion in assets under management — were a handful of products with stellar short-term returns.

“If insurance and annuities had always been commission free, RIAs would be power users,” says David Lau, CEO of DPL Financial which is partnering with SS&C Advent.

Flows into U.S. fixed-income products this year have already surpassed the total for all of last year.

The decade’s top-performers have produced returns of more than four-times their industry peers this year.

Do-it-yourself-minded investors have never had more places to put their savings, writes Bloomberg’s Nir Kaissar.

The Managed Funds Association urged the agency to do more analysis before moving forward.