Wealth management

A retired Air Force pilot turned CFP says advisers should take a closer look at armed services personnel, and be aware of their unique needs.

The new offering would enable the firm to serve "more than their traditional wealth management needs," an executive said.

The duo led a seven-person team in Chicago serving 50 wealthy clients, according to the bank.

The robo advice firm says it already has a number of customers with more than $10 million each.

Long Game uses behavioral economics and the mass popularity of lottery games to redirect lottery spending toward savings.

It seems that a long bull market in transition deals may be coming to an end.

Adviser Dan Moisand was surprised by the decision not to delay the fiduciary rule further. But he wasn’t put off. Here’s why.

Certain planning techniques allow estate owners to bequeath vacation homes without triggering hard feelings and large expenses.

The group opted to join HighTower, which has added nine teams so far this year.

Most fortunes disappear by the time grandchildren have taken control.

Opponents of the regulation don’t have “new evidence” to beat back a final legal challenge, says the former assistant secretary of the Department of Labor.

C.L. King & Associates argued it did not break any FINRA rules.

A 2014 law lets clients disabled before the age of 26 to save as much as $14,000 annually without facing any tax burden.

The move is the latest in a string of new hires at the regional brokerage firm.

A retiree living off her portfolio suffers hundreds of dollars a year in lost income for every added basis point of fund expense ratio and advisory fees.

The OCIE is suggesting best practices for firms to protect themselves.

The broker says the decision to switch firms was "an easy one."

The broker who specializes in international clients joined Bolton Global Capital.

Getting them right can be the key to a pain-free succession.

"This space is getting more diverse, and change is coming from all directions," says Alois Pirker, research director for Aite Group's Wealth Management practice.