Lawyers see many reasons for concern when discussing the asset class with investors, but not enough to avoid talking about it and learning about it.
-
It isn’t all about self-promotion but also interaction and what can be learned.
-
Why can’t a firm’s operations be as beautifully integrated as the functions on a mobile phone?
-
Advisers who show they care about clients and their interests may have more success.
-
In this month's FACO, we asked how much time advisors spent on their firm's brands, what their marketing objectives were and their main sources of new clients.
-
Nearly two-thirds of advisors surveyed this month said that internal training programs or workshops were offered by their firms.
-
Across the industry, financial advisors are anticipating a busy 2026. From consumer protection cuts to AI regulation, wealth management could look very different a year from now.
-
Many advisors haven't yet begun putting together an exit plan. Experts say there are common features and defined timelines that can help make it work.
- Tax TuesdayEvery TuesdayActionable ideas and savvy strategies advisors can use to guide their clients on tax matters. Delivered every Tuesday.
- RetirementEvery WednesdayAnalysis and strategies for all phases of retirement planning, including Social Security.
- DaybreakDelivered Every WeekdayIdeas that impact your business delivered to your inbox every day.
- Best of the WeekWeeklyThe most popular stories of the week.
-
The expansion of cryptocurrency, stablecoins and tokenized assets means more complexity at tax time, including a brand-new form to manage: 1099-DA.
-
Women often evaluate financial decisions through the lens of community and relationships. Advisors who adapt their approach can improve retention and boost referral-driven growth.
-
Long-term financial security isn't always served by capturing the biggest account assets. Here's how financial advisors can best serve divorcing clients.
-
An increasingly popular form of lending enables financial advisors and their clients to offset capital gains and find other tax savings.
-
An annual RIA compensation survey suggests that firms are paying a pretty penny for financial advisors — but reaping healthy profits.
-
As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.
-
Marc Rothchild is senior vice president, head of claims at Xceedance, a leading global provider of strategic operations, support, technology, and data services for insurance organizations. He leads the claims business at Xceedance, bringing 20 years of operations and technology leadership experience across the insurance, software and supply chain distribution industries. Prior to Xceedance, he spent 13 years leading various U.S. and global teams across claims, operations, analytics, and technology at AIG —most recently for its digital commercial insurance carrier, Blackboard Insurance.
-
Peter Flynn is senior vice president, personal lines America at Xceedance, a leading global provider of strategic operations, support, technology and data services for insurance organizations. He oversees all client engagements and the Xceedance product offering within the sector. Prior to joining Xceedance, he was senior vice president of broker development at PURE Insurance, a high-net-worth personal lines specialist insurer. His career also includes a significant tenure of 15 years at Chubb, where he was involved in underwriting and sales and held various leadership roles.
-
Ameriprise Financial reported higher second-quarter earnings driven by its wealth groups.
- Partner Insights from Orion Redtail
- Partner Insights from BILL
-
Partner Insights from BILL -
Partner Insights from Baillie Gifford
