Toby is a veteran journalist with more than a dozen years of experience in the field who joined Financial Planning in 2017 after prior tenures with the New York Daily News, Commercial Observer and City Limits. He earned an undergraduate degree in the humanities from the University of Texas at Austin and a master's degree in journalism from the Craig Newmark Graduate School of Journalism at the City University of New York. He has won a dozen business journalism awards during his time with Financial Planning, including those received for the 2020 podcast series "
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The firm reported record revenues, net income and client assets for the first quarter.
April 19 -
The four advisers are the latest to bolt from Wells Fargo's Profit Formula platform.
April 19 -
At least 17 ex-wirehouse brokers bolted for the firm’s employee channel in the first quarter.
April 18 -
The new offerings could boost returns to investors by 50 basis points, according to a Morningstar study.
April 17 -
The group includes a father-daughter duo who have worked together for 25 years.
April 13 -
The firm won a rejection of her $1 million claim, promissory note damages, legal fees and interest.
April 13 -
To grow, the firm is pivoting from its focus on training new brokers to poaching talent from rivals.
April 12 -
Which firms showed “meaningful progress” in improving client experience? And which one slipped?
April 11 -
HighTower and Dynasty added big platform clients as wirehouse brokers continued to flee.
April 10 -
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Awards and settlements are piling up even as the U.S. wealth management unit reports record profits.
April 5 -
The firm’s chief received a nearly 60% raise in 2016, dwarfing the compensation of several rivals.
April 4 -
The former Barclays broker still owes more than $460,000, a FINRA arbitration panel ruled.
April 4 -
A FINRA arbitration panel decided that an amendment to the adviser’s bonus loan is “unenforceable.”
April 3 -
At least 27 brokers have joined the firm, including a father-son team from UBS with $261 million in AUM.
March 30 -
A federal judge issued a restraining order and a temporary asset freeze against the former broker.
March 28 -
Commission-based investors want to keep their accounts, regardless of the fiduciary rule.
March 28 -
Big firms are asking for more time, while investors and even some advisers are asking the Labor Department to keep the rule intact.
March 27 -
At least 16 advisers have shuttled between the wirehouse firms so far this year.
March 24 -
Five new firms have joined Dynasty’s outsourcing platform this year amid a rivalry with HighTower.
March 22
