Organization Root Tag

New digital integrations with CAIS and iCapital make it easier for independent advisors to access private equity and hedge funds.

Previously, criteria focused on an investor’s wealth. Now, a broader group has access to investments that include private company offerings and certain private equity funds.

Lower transaction costs can often come with higher expense ratios at the nation’s largest IBD.

As millennial and Gen-Z women take more control of their own finances and those of their families, they’re becoming less tolerant of bias, research found.

A range of factors have been cited for the clean-tech rally, including maturing wind and solar industries after a collapse in oil prices earlier this year.

Pressing the bank for examples of non-solicitation violations, the judge cut off JPMorgan’s attorney: “you are dancing all around my question.”

The group includes an advisor who started his career at Merrill in 1977.

More than half of these funds have fees higher than 75 basis points.

This follows another August acquisition — an ex-UBS team that managed $1 billion in assets.

The slate of new hires come from several competitors including Wells Fargo and Edward Jones.

The saga lays bare the rough-and-tumble ways of distressed investing, where investors look to pull every lever in their favor.

The new recruits include a 34-year industry veteran.

More than 95% of comment letters submitted were opposed to the Labor Department’s proposed rule, according to a new analysis.

Several significant changes are probably in store for next tax season.

The move is one of the largest of the year.

The agency is encouraging taxpayers who have received but not yet responded to a CP-14 notice to promptly do so.

Total fees for the top 10 gold ETFs, based on current prices and holdings, are about $610 million a year.

The ready-made strategies have been around for years, but in an era of fee wars and ETFs its popularity is exploding.

The company’s new self-guided tool will generate a plan for clients in as little as 15 minutes.

The new information sheds light on how an industry leader is grappling with one of the profession’s most pressing issues.