Organization Root Tag

The TAMP and third-party money manager for 95 advisors launched an SMA thanks to the transition.

In price wars wars, the firm bolts ahead in the race to zero by nearly tripling its roster of commission-free funds.

The company also said that its advisor ranks are growing.

IHT Wealth Management now has $2.4 billion in client assets.

Automated platforms may have steered investors to buy rather than sell in the market panic.

Advisors should address client issues in-house, which sometimes means taking a hard look at supervisory controls, regulators say.

The manager’s third quarter revenue topped analysts’ expectations thanks to its iShares business.

The Arizona-based firm serves as a super OSJ, supporting advisors who work for 13 affiliated credit unions as either employees or independent financial advisors.

Clients are looking to be reassured about the security of their data.

The move marks the latest in a frenzied period one recruiter describes as “a feast.”

The firm is continuing its recruiting push by adding a new team in southeast Georgia.

Independent firms need capital, but some top executives question private equity's benefits.

Various measures of what constitutes cash can produce different analyses. This list uses net cash positions at the largest funds.

Bernard Parker spent his client's money on his home, car and father-in-law’s bills, according to federal prosecutors.

As a result of CEO James Gorman’s strategic moves, the firm earns the biggest share of revenue from wealth management of the six biggest U.S. lenders.

Seasoned veterans are concerned there won't be capable successors to take over their books of business, insiders say.

Don’t ignore the costs and time of getting new business.

With strong returns and affinity among younger clients, one advisor has gone as far as to mandate the strategy.

Human resources executives place emphasis on new technology to evaluate future and existing employees at NICSA's annual membership meeting.

The move continues the wirehouse's transformation under Tom Naratil, president of UBS Wealth Management Americas.