Lisa Golia, now chief operating officer of the firm's U.S. wealth business, will be in charge of hiring, retaining and paying advisors.
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Savant Wealth Management, Moneta Group Investment Advisors and EP Wealth Advisors lead a group of fee-only firms with headcounts well above their peers.
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Mindy Neira found that embracing her passions helped build a niche that fulfills her.
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Experts say RIA owners often resist making themselves replaceable. But they'll have to choose between an internal or external deal someday.
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In this month's FACO, we asked how much time advisors spent on their firm's brands, what their marketing objectives were and their main sources of new clients.
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Nearly two-thirds of advisors surveyed this month said that internal training programs or workshops were offered by their firms.
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Across the industry, financial advisors are anticipating a busy 2026. From consumer protection cuts to AI regulation, wealth management could look very different a year from now.
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Many advisors haven't yet begun putting together an exit plan. Experts say there are common features and defined timelines that can help make it work.
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Properly "priming" AI models takes effort but can ultimately free up financial advisors to perform higher-value tasks.
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AI can extract key insights from meeting transcripts, emails and files and other sources across a firm's entire book of business.
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So far, around 150 federal disaster declarations have already been announced for 2024, involving 44 states, two territories, and half a dozen Native American tribes or bands.
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An increasingly popular form of lending enables financial advisors and their clients to offset capital gains and find other tax savings.
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An annual RIA compensation survey suggests that firms are paying a pretty penny for financial advisors — but reaping healthy profits.
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As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.
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"Retail investors have learned not to pay attention to the noise," said Rick Wurster from the sidelines of the Future Proof wealth management conference in Miami Beach.
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A FINRA arbitration panel ordered Eileen Cure to pay back recruiting-loan debt and more after she was let over a "no Blacks" order she sent to her staff.
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Mike Wilson is co-founder and CEO of
Hamachi.ai , a regulatory-first AI platform built for investment advisors and asset managers. He previously led AdvisoryWorld, helping advisors harness data-driven portfolio insights and investment analytics at scale.
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Partner Insights from ADP -
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Partner Insights from AssetMark -
Sponsored by ADP
